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Complaints Register for Investment advisor

Data for the month ending – August 2024

Sr. No Received from Pending at the end of last month Received Resolved * Total Pending # Pending complaints > 3 months Average Resolution time ^ ( in days )
1 Directly from investors 0 0 0 0 0 NA
2 SEBI (Scores ) 0 0 0 0 0 NA
3 Other Sources (if any) 0 0 0 0 0 NA
Grand Total 0 0 0 0 0 NA

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr. No Month Caried Forward from Previous Month Received Resolved * Pending #
1 April-22 0 0 0 0
2 May-22 0 0 0 0
3 June-22 0 0 0 0
4 July-22 0 0 0 0
5 Aug-22 0 0 0 0
6 Sept-22 0 0 0 0
7 Oct-22 0 0 0 0
8 Nov-22 0 0 0 0
9 Dec-22 0 0 0 0
10 Jan-23 0 0 0 0
11 Feb-23 0 0 0 0
12 March-23 0 0 0 0
13 April-23 0 0 0 0
14 May-23 0 0 0 0
15 June-23 0 0 0 0
16 July-23 0 0 0 0
17 Aug-23 0 0 0 0
18 Sept-23 0 0 0 0
19 Oct-23 0 0 0 0
20 Nov-23 0 0 0 0
21 Dec-23 0 0 0 0
22 Jan-24 0 0 0 0
23 Feb-24 0 0 0 0
24 March-24 0 0 0 0
25 April-24 0 0 0 0
26 May-24 0 0 0 0
27 June-24 0 0 0 0
28 July-24 0 0 0 0
29 Aug-24 0 0 0 0

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr. No Year Caried Forward from Previous Year Received Resolved * Pending #
1 2018-19 0 0 0 0
2 2019-20 0 0 0 0
3 2020-21 0 0 0 0
4 2021-22 0 0 0 0
5 2022-23 0 0 0 0
5 2023-24 0 0 0 0
Grand Total 0 0 0 0

*Inclusive of complaints of previous years resolved in the current year. #Inclusive of complaints pending as on the last day of the year.